Figures provided by the UK’s Financial Conduct Authority (FCA) show that in spite of the thousands of tip-offs on insider dealing it receives from banks
Continue Reading FCA Receives Thousands of Insider Dealing Tip-Offs From Financial Services Firms; Few Investigations Opened
insider dealing
The Financial Conduct Authority – Part 2 – Criminal & Civil Insider Dealing
By Gareth Hall, Anne-Marie Ottaway & Barry Vitou on
In a February 2019 speech, the FCA’s Director of Market Oversight, Julia Hoggett, said the following:
The life blood of all well-functioning markets is the…
Continue Reading The Financial Conduct Authority – Part 2 – Criminal & Civil Insider Dealing