The UK Financial Conduct Authority’s new rules and guidance on non-financial misconduct will take effect on 1 September 2026. This is an important development for firms subject to these new provisions, namely firms subject to the Senior Managers and Certification Regime. This GT London blog post outlines three strategies firms may wish to consider ahead of September.
Continue Reading Non‑Financial Misconduct Under the UK FCA’s New Regime
Welcome to the GT London Real Estate Practice’s Spring 2024 Newsletter, reviewing a range of legal and practice developments affecting stakeholders within the UK real
Continue Reading London Real Estate Practice Quarterly Legal Update – Spring 2024
The Appointed Representatives Regime (ARR), a well-known and important feature of the UK regulatory landscape, enables certain businesses – Appointed Representatives (ARs) – to conduct
Continue Reading Principals in the Spotlight as UK’s FCA Consults on Changes to Appointed Representatives Regime