The Financial Conduct Authority’s (FCA) work at the intersection of Environmental, Social and Governance (ESG) concerns and UK financial services forms part of a wider
Continue Reading ESG in UK Financial Services: The Current State of Play

Legal Advisers for a Changing World
Katharine is a member of the Litigation Practice in Greenberg Traurig's London office. Her practice combines financial services litigation (claimant and defendant) and Financial Conduct Authority (FCA) / Prudential Regulation Authority (PRA) advisory (including enforcement, supervisory and investigations work). Katharine has particular experience advising senior individuals in their distressed dealings with regulators, including advising where FCA / PRA regulation meets employment law issues.
The Financial Conduct Authority’s (FCA) work at the intersection of Environmental, Social and Governance (ESG) concerns and UK financial services forms part of a wider…
Continue Reading ESG in UK Financial Services: The Current State of Play
In December 2021, the UK Financial Conduct Authority (FCA) published a consultation to set a higher standard of consumer protection in retail financial markets, an…
Continue Reading FCA Takes Next Step Towards a UK Consumer Duty: An Update for Regulated Businesses
The Appointed Representatives Regime (ARR), a well-known and important feature of the UK regulatory landscape, enables certain businesses – Appointed Representatives (ARs) – to conduct…
Continue Reading Principals in the Spotlight as UK’s FCA Consults on Changes to Appointed Representatives Regime
To expedite decisions to prevent or stop consumer harm, the Financial Conduct Authority (FCA) has implemented a controversial change to its decision-making procedures. The change…
Continue Reading UK FCA Implements Controversial Change to Its Decision-Making Procedures